The following 1417 tools are listed based on publish date.
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Mon, Mar 18, 2024
Guides
Assessing the Effectiveness of a Process or Program Guide
This sample guide can be used for evaluating the design effectiveness of a process or program and developing a subsequent test plan for assessing its operating effectiveness.
Mon, Mar 18, 2024
Policies & Procedures
Equal Employment Opportunity Policy
Organizations can utilize this policy sample to establish guidelines and procedures common to understanding and identifying their equal opportunity process.
Mon, Mar 18, 2024
Policies & Procedures
Invoicing Policy
This sample outlines a set of policies and procedures for invoicing customers and issuing invoice corrections.
Mon, Mar 11, 2024
Guides
Sarbanes-Oxley Auditor Walk-Through Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.
Mon, Mar 11, 2024
Guides
Audit Test Type Guide
This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an organization.
Mon, Mar 11, 2024
Policies & Procedures
Company Holiday Policy (United States)
Use our Company Holiday Policy (United States) to establish guidelines and procedures to follow when defining employee eligibility for public holidays in the United States.
Mon, Mar 11, 2024
Charters
Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of a company's corporate audit department.
Mon, Mar 11, 2024
Guides
Risk Management Decision Process Guide
Auditors can use the risk assessment results in this guide to better understand the risk management decision-making process.
Mon, Mar 11, 2024
Policies & Procedures
Internal Audit Independence Code of Ethics Policy
Utilize the procedures and standards in this policy to apply and uphold relevant rules of conduct.
Mon, Mar 11, 2024
Policies & Procedures
Invoice Deductions Policy
Learn about trade and non-trade deduction procedures in the retail sector through our detailed Invoice Deductions Policy.
Mon, Mar 4, 2024
Guides
Sarbanes-Oxley Section 404 Compliance Guide
Organizations can use this document as a guide for establishing their framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
Mon, Mar 4, 2024