Sarbanes-Oxley Process Walkthrough Questionnaire

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Screenshot of the first page of SOX Process Walkthrough Questionnaire

The purpose of this template is to provide guidance to business units (BUs) in the performance of walkthroughs associated with Sarbanes-Oxley Act (SOX) compliance requirements. It may also be used by BU management in other matters related to the evaluation of internal controls over financial reporting.

This template provides guidance information on a number of matters associated with planning and conducting walkthroughs and evaluating the results of such walkthroughs. In addition, this template can be used as a mechanism for documenting the results of walkthroughs.

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