Compliance

The following 511 items are listed by Content Data.
Audit Reports

Controls Monitoring Quarterly Assessment Report

This sample report details an internal audit department’s quarterly assessment of ongoing controls monitoring processes....
Subscriber Content
Mon, Jan 1, 2018
Newsletters

The Board’s Role in Addressing Geopolitical and Regulatory Shifts

This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
Subscriber Content
Mon, Oct 30, 2017
Checklists & Questionnaires

Diversity and Inclusion Process Questionnaire

This tool provides insights on the diversity and inclusion process, including key risks, expected key controls and quest...
Subscriber Content
Mon, Oct 9, 2017
Audit Programs

Manage Labor-Management Relationships Audit Work Program

This sample work program provides a test plan for managing labor-management relationships.
Subscriber Content
Mon, Sep 25, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Healthcare Dependents RCM

This document outlines risks and controls common to the healthcare dependents component of the “manage and administer be...
Subscriber Content
Mon, Sep 18, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Flexible Benefits RCM

This document outlines risks and controls common to the flexible benefits component of the “manage and administer benefi...
Subscriber Content
Mon, Sep 11, 2017
Policies & Procedures

Business Continuity Process Ownership Policy

This sample establishes policies and procedures for business continuity process ownership.
Subscriber Content
Mon, Aug 28, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Employee Leave Benefits RCM

This document outlines risks and controls common to the employee leave component of the “manage and administer benefits”...
Subscriber Content
Mon, Jul 17, 2017
Policies & Procedures

Revenue Capture Policy: Patient Accounting

This sample policy ensures that appropriate charges for a company’s supplies and/or services administered are recorded a...
Subscriber Content
Mon, Jun 5, 2017
Newsletters

Compliance Insights: May 2017

The May 2017 Compliance Insights newsletter includes: (1) A Call to Streamline State Supervision of MSBs
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Payroll and Benefits: Employee Bonus RCM

This document outlines risks and controls common to the employee bonus component of the payroll and benefits process in ...
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Elder Care RCM

This document outlines risks and controls common to the elder care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 22, 2017