Compliance

The following 511 items are listed by Content Data.
Risk & Control Matrices - RCMs

Manage Service Contracts RCM

This document outlines risks and controls common to the “manage service contracts” process in a risk control matrix (RCM...
Subscriber Content
Mon, May 15, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Child Care RCM

This document outlines risks and controls common to the child care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 8, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: COBRA RCM

This document outlines risks and controls common to the manage and administer benefits process when administering COBRA ...
Subscriber Content
Mon, May 1, 2017
Sarbanes-Oxley CPE Courses

Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)

This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.
Mon, Apr 10, 2017
Newsletters

The Four C's in Overseeing Internal Audit

This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any...
Subscriber Content
Mon, Apr 10, 2017
Checklists & Questionnaires

Payroll Process Controls Questionnaire

This sample questionnaire helps with evaluating the controls in an organization’s payroll process.
Subscriber Content
Mon, Mar 27, 2017
Audit Programs

Employee and Labor Management Relations Audit Work Program

This audit program sample evaluates the effectiveness and efficiency of the employee and labor/management relations proc...
Subscriber Content
Mon, Jan 30, 2017
Newsletters

The Most Important Risks for 2017

This issue of Board Perspectives discusses the top 10 risks for 2017 as identified in research conducted by North Caroli...
Subscriber Content
Mon, Jan 30, 2017
Process Flows

Tax Process Flow

This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete ite...
Subscriber Content
Mon, Dec 5, 2016
Memos

Sarbanes-Oxley Walkthrough Preparation Memo

This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discu...
Subscriber Content
Mon, Oct 3, 2016
Audit Programs

U.S. Domestic Income and Property Tax Review Audit Work Program

This work program reviews key tax processes and systems related to a company’s U.S. operations.
Subscriber Content
Mon, Aug 1, 2016
Risk & Control Matrices - RCMs

Manage Labor-Management Relationships RCM

This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Mon, May 23, 2016