The following 267 items are listed by Content Data.
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review Customer Interview Questions
The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
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Newsletters
The Relevance of Sustainability Performance to Board Risk Oversight
The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
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Checklists & Questionnaires
Update Testing: Control Self-Assessment Questionnaire
This questionnaire helps to assess if the controls are operating effectively within a business unit.
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Newsletters
Sustaining an Innovation Culture in the Digital Age
Digital transformation is disrupting entrenched incumbents and even whole industries. This issue of Board Perspectives: ...
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Newsletters
A Risk-Informed Approach to Enterprise Risk Management
In this latest installment of The Bulletin, we explore the ERM topic once again — this time examining how a “risk-inform...
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Methodologies & Models
Equal Employment Opportunity: Capability Maturity Model and Six Elements of Infrastructure
This document includes the capability maturity model and six elements of infrastructure for equal employment opportuniti...
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Audit Reports
Sarbanes-Oxley Section 404 Process Prioritization Audit Report
This document outlines the process that management utilizes for determining the final process criticality for a SOX 404 ...
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Policies & Procedures
Whistleblower Policy
This policy establishes standards and procedures to ensure that the accounting and audit-related complaint handling proc...
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Policies & Procedures
Relationship with External Auditors Policy
This sample document sets out policies and procedures for the external audit of a company.
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Newsletters
The Board’s Role in Addressing Geopolitical and Regulatory Shifts
This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
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Newsletters
So, You've Implemented ERM? Take Another Look
This newsletter outlines what’s new in the updated COSO ERM framework and expectations going forward.
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Protiviti Booklets
Internal Auditing Around the World: Volume 13
In our latest edition of Internal Auditing Around the World, we focus on a challenge that places leaders in somewhat unf...
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