The following 593 items are listed by Content Data.
Risk & Control Matrices - RCMs
Purchase Materials and Supplies: P-Card Purchases RCM
This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...
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Checklists & Questionnaires
Sales, Accounts Receivable and Cash Receipts Questionnaire
This tool includes questions to consider in the sales, accounts receivable and cash receipts process, in areas such as g...
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Checklists & Questionnaires
Due Diligence Checklist
Use our customizable due diligence checklist to make sure you have a complete financial picture of potential acquisition...
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Newsletters
10 Keys to Effective Board Oversight of M&A
Based on insights from NACD/Protiviti roundtables and experience serving clients in the M&A space, this issue of Boa...
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Policies & Procedures
Warranty Policy
This sample policy establishes a methodology for determining and calculating warranty rates, warranty accrual, and analy...
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Policies & Procedures
Subsequent Events Policy
This sample policy establishes a process to evaluate events that provide evidence about conditions that did not exist at...
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Policies & Procedures
Purchasing Bypass Process Policy
This sample policy outlines the circumstances in which employees are allowed to bypass the company policy requiring all ...
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Sarbanes-Oxley CPE Courses
Executive Certification: Understanding Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
This is a basic-level course that provides an overview of Sections 302 and 906 and describes disclosure controls procedu...
Checklists & Questionnaires
Audit Committee Annual Planning Schedule
This sample schedule provides an annual planner for audit committee activities and demonstrates how to schedule and trac...
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Audit Reports
Financial Due Diligence Report
This sample report presents findings from a financial due diligence analysis of a company being acquired.
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Policies & Procedures
Trade Accounts Receivable Policy
This sample policy ensures that trade accounts receivable are recorded accurately, completely, timely, consistently betw...
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Internal Audit CPE Courses
Using Sampling in Internal Auditing (KLplus CPE Course)
This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...