The following 574 items are listed by Content Data.
Audit Programs
Bank Trust Cycle: Control Objectives and Audit Work Program
This tool assists department management in analyzing the effectiveness of the internal control structure over financial ...
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Audit Programs
Bank Treasury Cycle: Control Objectives and Audit Work Program
This tool helps management analyze the effectiveness of the internal control structure over financial reporting for the ...
Subscriber Content
Audit Reports
Board of Directors Orientation Audit Report
This document provides a board level overview of internal audit and internal controls.
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Policies & Procedures
Do Not Call Registry Policy
This sample policy ensures that all rules and regulations related to telemarketing are complied with and nothing is done...
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Audit Reports
IT Risk Assessment Audit Report
This risk assessment audit report outlines findings from a high-level IT risk assessment at a company.
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Risk & Control Matrices - RCMs
Purchase Materials and Supplies: P-Card Purchases RCM
This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...
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Newsletters
Time to Take a Fresh Look at ERM
This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
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Newsletters
So, You've Implemented ERM? Take Another Look
This newsletter outlines what’s new in the updated COSO ERM framework and expectations going forward.
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Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
This sample policy helps to summarize management’s approach to plan, organize, execute, document and support its assessm...
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Checklists & Questionnaires
IT Risk Assessment Questionnaire
This tool includes risk assessment questions for both IT management and executive IT management.
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Newsletters
Preparing the Organization for an Economic Downturn
In this issue of Board Perspectives, we discuss how to create a contingency plan that will (a) mitigate the financial im...
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Newsletters
The Future Auditor’s Advancement of the Audit Committee Relationship
In this issue of The Bulletin, Protiviti offers 20 tips on how the future auditor advances the relationship with the aud...
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