The following 574 items are listed by Content Data.
Audit Programs
RACF Mainframe Controls Review Audit Work Program
This audit work program outlines detailed steps to review the controls for an RACF mainframe.
Subscriber Content
Memos
Audit Report Rating Memo
This memo outlines a system to use when rating individual audit findings and overall audit reports.
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Risk & Control Matrices - RCMs
Manage Delivery Process RCM
This document outlines risks and controls common to the "manage delivery" process in a risk control matrix (RCM) format.
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Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
This memo outlines the analysis performed by a company to determine the scope of internal control documentation and test...
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Memos
Sarbanes-Oxley Act Project Approach Memo
The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance...
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Policies & Procedures
Bereavement Policy
This policy establishes procedures for bereavement benefits, in order to provide employees sufficient time to attend ser...
Subscriber Content
Audit Programs
IT Project Governance Audit Work Program
This audit work program outlines steps for executing an IT project governance audit.
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Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadshe...
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Memos
Entity-Level Controls Memo
This memo outlines a process for reviewing entity-level controls.
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Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
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Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
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Memos
Sarbanes-Oxley Testing Strategy Memo
This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
Subscriber Content