The following 574 items are listed by Content Data.
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Policies & Procedures
Payroll Policy
This payroll policy outlines procedures relating to payroll payments, time reporting, holiday schedules, vacation, non-o...
Subscriber Content
Memos
SOX Year-End Update Testing Memo
This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purpos...
Subscriber Content
Newsletters
COSO 2013: What Have We Learned?
This issue of Board Perspectives: Risk Oversight outlines important lessons for board members to consider as directors e...
Subscriber Content
Risk & Control Matrices - RCMs
Consolidation RCM
This document outlines risks and controls common to the consolidation process in a risk control matrix (RCM) format.
Subscriber Content
Audit Programs
Electronic Signature (E-Sign) Audit Work Program
The objective of this work program is to assess documented policies and procedures, including business requirements docu...
Subscriber Content
Risk & Control Matrices - RCMs
Payroll and Benefits RCM
This document outlines risks and controls common to the payroll and benefits process in a risk control matrix (RCM) form...
Subscriber Content
Audit Programs
System Backup Review Audit Work Program
The purpose of this audit program is to review an organization’s system backup procedures.
Subscriber Content
Audit Programs
Sarbanes-Oxley Documentation Review Audit Work Program
The objective of this audit program is to ensure that Sarbanes-Oxley (SOX) Section 404 processes are documented to commu...
Subscriber Content
Audit Programs
Commercial Property Lease Application Audit Work Program
This audit program reviews an application that handles transactions related to leasing and renting commercial property.
Subscriber Content
Audit Programs
Insurance Claims Review (Healthcare) Audit Work Program
This healthcare audit program is intended to assist in determining whether internal controls in the health insurance cla...
Subscriber Content
Risk & Control Matrices - RCMs
Business Continuity Management RCM
This document outlines risks and controls common to the "business continuity management" process in a risk control matri...
Subscriber Content