The following 338 items are listed by Content Data.
Checklists & Questionnaires
Tax Process Questionnaire
The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
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Articles
PCAOB Inspection Reports for Annually Inspected Firms
Audit Analytics looks at the 2020 inspection reports of annually inspected firms and explores the most common accounting...
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Methodologies & Models
Access Controls Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
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Methodologies & Models
Identity Access Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
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Newsletters
The World Is a Zoo: Framing Risks in the Boardroom
This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
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Articles
Impacts of COVID-19 on Public Companies
Audit Analytics looks at the pandemic’s impacts on certain aspects of financial reporting and financial health metrics o...
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Policies & Procedures
IT Risk Assessment Policy
The objective of this policy is to provide a standardized approach and operating instructions for the execution of a com...
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Policies & Procedures
Vendor Risk Management Policy
This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.
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Articles
COVID-19 Vaccine — Is Your Organization Prepared to Meet Compliance Requirements?
In this article, we include a checklist of key vaccine requirements organizations can use to ensure that their policies ...
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Benchmarking Tools
Fraud Indicators: Financial Performance Key Performance Indicators (KPIs)
This tool contains fraud indicators and leading practices companies should consider when evaluating their financial perf...
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Articles
CFPB Provides Further Guidance on MSAs Under RESPA Section 8
In this article, we outline the CFPB’s compliance aid to provide regulated entities greater clarity around the Real Esta...
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Articles
Australia’s Responsible Lending Reforms: A Step in the Wrong Direction
A look at critical issues recently raised by Australia's Royal Commission and what steps lenders must take when providin...
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