Laws & Regulations

The following 341 items are listed by Content Data.
Articles

Class Action Lawsuits and Regulatory Litigation Related to COVID-19

In this article, Audit Analytics analyzes class action security lawsuits that were filed against companies due to circum...
Subscriber Content
Mon, Jul 13, 2020
Benchmarking Tools

Manage Legal and Ethical Issues Key Performance Measures (KPIs)

This tool contains two examples of how to standardize key performance measures for managing and understanding an organiz...
Subscriber Content
Mon, Jul 13, 2020
Articles

The CARES Act: Understanding Expectations for Healthcare Providers

This article articulates why the CARES Act, signed into law on March 27, 2020, clearly amplifies that healthcare is ‘‘to...
Subscriber Content
Mon, Jul 6, 2020
Articles

Critical Audit Matters in Audit Committee Disclosures

Audit Analytics shares its findings on S&P companies that have disclosed the audit committee’s role in critical audi...
Subscriber Content
Mon, Jun 22, 2020
Articles

CECL and the New AICPA Practice Aid (Part 2): Financial Statement Presentation and Enhanced Financial Statement Disclosures

Part two of our CECL discussion will drill down into requirements intended to ensure that financial statement presentati...
Subscriber Content
Mon, Jun 15, 2020
Articles

Decade of Data: Trends in Audit Fees Across Europe

In this article, Audit Analytics examines 10 years of annual audit and non-audit fee trends of companies listed on regul...
Subscriber Content
Mon, Jun 1, 2020
Articles

In Latest Operational Resilience Proposals for UK Institutions, Regulators Outline Expectations for Outsourcing Arrangements and Third-Party Risk Management

This article outlines the Prudential Regulation Authority’s (PRA) significant proposal, which provide the strongest indi...
Subscriber Content
Mon, Jun 1, 2020
Articles

PCAOB Shares Audit Committee Insights

This article takes a closer look at some top-level insights from Protiviti’s recent Flash Report, which highlights key p...
Subscriber Content
Mon, Mar 16, 2020
Policies & Procedures

Sexual Harassment Policy

This tool contains two policies that establish guidelines and standards for dealing with sexual harassment in an organiz...
Subscriber Content
Mon, Mar 9, 2020
Articles

Winning the Finance Talent War: Five Strategies

This article describes the growing compliance obligations for financial services firms and identifies five key strategie...
Subscriber Content
Mon, Mar 9, 2020
Methodologies & Models

Financial Close Process Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s financial close process and to a...
Subscriber Content
Mon, Mar 2, 2020
Articles

Changes to Auditor Independence Regulations: US vs. UK

This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Repo...
Subscriber Content
Mon, Feb 24, 2020