The following 878 items are listed by Content Data.
Articles
Trends in the Number of Key Audit Matters Reported
In this article, Audit Analytics analyzes significant trends in the number of key audit matters (KAMs) disclosed in annu...
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Articles
Leaders in Audit: How the Financial Services Industry Is Applying Next-Gen Audit Practices
This article outlines the next-generation audit efforts employed by leading financial services industry organizations lo...
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Articles
Panel Discussion on FAIR Methodology Sparks Lively Interest: Key Takeaways
This article summarizes the expertise of local practitioners, analysts and C-level executives gathered for a Protiviti p...
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Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
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Articles
Five Reasons for Conduct Risk Failures — With One Shared Cause
In this white paper, we analyze the root causes of conduct risk failures, focusing on five specific but interconnected a...
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Newsletters
How Does Your Company Measure Up Against Digital Leaders?
This issue of Board Perspectives: Risk Oversight discusses five levels of digital maturity: digital skeptic, digital beg...
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Articles
Cyber Risks Drawing Increased Scrutiny in Public Company Transition
In this article, Protiviti Managing Directors Nicholas Spinks and David Taylor explain how important it is to sharpen th...
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Articles
Microsoft Discloses Critical Audit Matters
In this article, Audit Analytics analyzes Microsoft’s August 2019 annual report, which provided a wealth of information ...
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Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Reporting RCM
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...
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Articles
Building Blocks for an Effective AML Enterprisewide Risk Assessment
This paper discusses the challenges associated with the anti-money laundering (AML) enterprisewide AML risk assessment (...
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Newsletters
PreView: Protiviti's View on Emerging Risks, July 2019
In this issue of PreView, we address selected cloud-related risks, such as vendor lock-in, legal holds and cloud vendor ...
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Articles
Programs, Policies, Principles and People Can Move ‘‘Ethical AI’’ From a Nebulous Concept to a Meaningful Practice
This article describes four key areas organizations should consider for the ethical development and use of AI.
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