The following 79 items are listed by Content Data.
Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Guides
Sarbanes-Oxley Section 404: Guidance for Documenting Test Results
This guide outlines steps to complete when documenting SOX Section 404 test results.
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, f...
Guides
SOX Training Guide: Remediation Efforts and Needs
We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies note...
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process.
Articles
Repeat Adverse ICFR Assessments
Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Subscriber Content
Benchmarking Reports
2023 Sarbanes-Oxley Compliance Survey
The results of Protiviti’s 2023 Sarbanes-Oxley Compliance Survey assess SOX internal costs, hours, controls and other tr...
Subscriber Content
Guides
Internal Control Owner Training Guide
This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner ...
Subscriber Content
Guides
Control Gap Remediation Methodology Training Guide
This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Guides
Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide
This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
Subscriber Content